Securities-Fraud Examiner & Expert Witness
Location: Chicago Area, Illinois USA
Area Served: US & Abroad

Services Available
Consultation, investigation of disputes involving investment and trading of securities (stocks & bonds), options, commodity futures, annuities, variable annuities and other derivatives.
Defense & Plaintiff (about 50-50). "Financial suicide".
Disputes between securities brokerage firms and registered employees, and raiding.

Qualifications
30+ years in the securities investment & trading industry,
from stock and commodities broker, to EVP of national securities firm.

• NYSE / NASD Registered Representative
  
• NFA Associated Person / Branch Manager
  
• NYSE Branch Office Manager
  
• NASA Principal
  
• Regional Manager - recruiting, training, marketing & supervision of Registered Representatives
  
• Executive Vice President, Kemper Corp. - divisional / P & L responsibility
  
• Chairman - Investors Fiduciary Corporation (Trust Company)
  
• Executive Director Correspondent Services - order execution / clearing, omnibus & fully-disclosed services
  
• Consultant to major Japanese & Korean institutions - instructed key employees in year-long courses in trading of capital & derivative markets - (real-time trading with funded accounts)
• Instructor - Trained more than 500 stock & futures brokers
  
• Wrote Compliance & Procedures Manuals